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Super Account Administrator (SAA) | FINRA.org
https://www.finra.org/filing-reporting/entitlement/super-account-administrator-saa
WEBThe FINRA Entitlement Program requires that each organization designate a Super Account Administrator (SAA). The SAA is entitled as an administrator to all applications participating in the FINRA Entitlement Program that are available to the organization.
DA: 94 PA: 59 MOZ Rank: 39
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New Organization Super Account Administrator (SAA) Form - FINRA.org
https://www.finra.org/filing-reporting/entitlement-program/new-organization-saa-form
WEBUse the New Organization SAA Form to designate a Super Account Administrator (SAA) when your organization is new and requires access to the FINRA Entitlement Program. This form has specific instructions and signature requirements noted in the form which must be met for processing.
DA: 85 PA: 29 MOZ Rank: 68
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Entitlement Program | FINRA.org
https://www.finra.org/filing-reporting/entitlement
WEBMar 24, 2010 · FINRA’s 2024 Entitlement User Accounts Certification Process. Entitlement Certification Period – Organizations with Super Account Administrators (SAAs) FINRA’s User Accounts Certification Process for Super Account Administrators (SAAs) is scheduled for April 15 – June 17.
DA: 17 PA: 18 MOZ Rank: 79
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FINRA Entitlement Program: Entitlement Reference Guide
https://www.finra.org/filing-reporting/entitlement/reference-guide
WEBFINRA Entitlement Program: Entitlement Reference Guide | FINRA.org. This user guide is designed to assist Super Account Administrators (SAAs) and Account Administrators (AAs) in navigating through the Account Management System of the FINRA Entitlement Program. Section 1: Super Account Administrator (SAA) Information.
DA: 56 PA: 30 MOZ Rank: 42
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User Accounts Certification for Super Account ... - FINRA.org
https://www.finra.org/filing-reporting/entitlement/user-accounts-certification-process
WEBFINRA designates a period every year during which in-scope SAAs must certify that a review of access to systems on the FINRA Entitlement Platform for all users and administrators within their organization has been completed. The 2024 certification period is April 15 – June 17.
DA: 29 PA: 24 MOZ Rank: 17
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Super Account Administrator - FINRA.org
https://www.finra.org/sites/default/files/new_organization_saa_and_fea.pdf
WEBNew Organization Super Account Administrator (SAA) Form & FINRA Entitlement Agreement (FEA)Instructions. Use this form when your Organization is: New and requires access to systems owned or maintained by FINRA. An existing Investment Adviser (IA) firm that has not yet filed its initial Form ADV and needs to replace its SAA.
DA: 100 PA: 56 MOZ Rank: 7
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How to Apply | FINRA.org
https://www.finra.org/registration-exams-ce/broker-dealers/how-apply
WEBThe Super Account Administrator (SAA) is responsible for creating and maintaining firm account administrator and user accounts for FINRA applications. Each firm must designate an SAA by completing the New Organization SAA Form.
DA: 66 PA: 40 MOZ Rank: 3
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FINRA Entitlement Program Frequently Asked Questions
https://www.finra.org/filing-reporting/entitlement/faq
WEBSuper Account Administrator (SAA) Information. Q2: What are the responsibilities of an SAA? A: Each organization with access to FINRA’s Entitlement Program must designate an SAA. An SAA is entitled as an administrator for all applications participating in the FINRA Entitlement Program that are available to that organization.
DA: 17 PA: 97 MOZ Rank: 58
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Replacing or Updating an Existing SAA - FINRA.org
https://www.finra.org/sites/default/files/2022-09/Update-Replace-SAA.pdf
WEBQ A. Resources. Details on Replacing or Updating an Existing SAA –. https://www.finra.org/filing-reporting/entitlement/reference-guide#section1-4. Need step-by-step help? Refer to the FINRA Entitlement Reference Guide –. Replace SAA –. https://www.finra.org/filing-reporting/entitlement/reference-guide#section1-4-1. Update …
DA: 59 PA: 4 MOZ Rank: 45
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Annual Renewal Program | FINRA.org
https://www.finra.org/registration-exams-ce/broker-dealers/annual-renewal
WEBRenewal fees are provided through two statements: The Preliminary Statement reflects registration information as of early-to-mid November. The Final Statement reflects registration information as of Jan. 1. Preliminary Statement Period.
DA: 54 PA: 76 MOZ Rank: 54
